Governance

Reduce the cost, risk and time associated with compliance.

Our Governance module helps to identify the business which poses the highest regulatory risk.

By allowing you to set triggers for cases needing sign off prior to investment advice, it helps to ensure decisions are always made at the right level.

This is particularly important with Robo-Advice as it allows advisers to concentrate on the more complex, high-risk cases.

With the right triggers, this can maximise your team’s effectiveness, reducing the cost & risk of compliance failures.